We are SEBI Registered Research Analyst: INH000009852, Not Investment Advisors | Investment in securities market are subject to market risks. Read all the related documents carefully before investing | Market Risks refer to partial or permanent loss on your investments in certain market conditions | The securities quoted are for illustration only and are not recommendatory | Registration granted by SEBI and certification from NISM in no way guarantees the performance of the intermediary or provides any assurance of returns to investors | Past performance is not indicative of future results | All fee payments made by the client for research analyst services provided by the “PROFIT BELL RESEARCH” shall necessarily be through “PROFIT BELL RESEARCH” websites/payment links and in “PROFIT BELL RESEARCH” Bank account for fee collection. Any payment made outside the “PROFIT BELL RESEARCH” Bank account shall not be considered as payment towards research analyst services by “PROFIT BELL RESEARCH” and no complaints/grievances in this regard shall be entertained by “PROFIT BELL RESEARCH”.

INVESTOR CHARTER IN RESPECT OF RAs

  1. A. Vision and Mission Statements for Investors

    Vision: Invest with knowledge & safety.

    Mission: Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

  2. B. Details of business transacted by the Research Analyst with respect to the investors

    1. 1. To publish research report based on the research activities of the RA.
    2. 2. To provide an independent unbiased view on securities.
    3. 3. To offer unbiased recommendation, disclosing the financial interests in recommended securities.
    4. 4. To provide research recommendation, based on analysis of publicly available information and known observations.
    5. 5. To conduct audit annually

  3. C. Details of services provided to investors (No Indicative Timelines)

    1. 1. Onboarding of Clients
    2. 2. Disclosure to Clients: To distribute research reports and recommendations to the clients without discrimination.
    3. 3. To maintain confidentiality w.r.t publication of the research report until made available in the public domain.
  4. D. Details of grievance redressal mechanism and how to access it

    In case of any grievance/complaint, an investor should approach the concerned Research Analyst and shall ensure that the grievance is resolved within 30 days.

    If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s SCORES portal which is a centralized web-based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.

    With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051.

  5. E. Expectations from the investors (Responsibilities of investors)

    • Do’s
      1. i. Always deal with SEBI registered Research Analyst.
      2. ii. Ensure that the Research Analyst has a valid registration certificate.
      3. iii. Check for SEBI registration number.
      4. iv. Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link: https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=y es&intm Id=14)
      5. v. Always pay attention towards disclosures made in the research reports before investing.
      6. vi. Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.
      7. vii. Before buying securities or applying in public offer, check for the research recommendation provided by your Research Analyst.
      8. viii. Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.
      9. ix. Inform SEBI about Research Analyst offering assured or guaranteed returns.
    • • Don’ts
      1. i. Do not provide funds for investment to the Research Analyst.
      2. ii. Don’t fall prey to luring advertisements or market rumors.
      3. iii. Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.
      4. iv. Do not share login credential and password of your trading and demat accounts with the Research Analyst.